Securities Fraud

Securities Fraud Attorneys of Naples & Rochester

The firm provides legal advice to the public concerning most aspects of the financial services industry. The firm’s investment fraud lawyers have a comprehensive and unique understanding of the laws that apply to the securities industries. They provide experienced legal counsel to investors in disputes between investors and broker dealers, registered representatives and associated persons.in securities arbitration and litigation against financial firms. Our clients range from retirees on a fixed income to high net worth individuals in claims against brokerage firms, investment advisors, and other financial companies.

The Firm has secured substantial customer arbitration settlements and awards against Wall Street firms, including Morgan Stanley, Merrill Lynch, Raymond James, RBC, and others.

We have also successfully represented PONZI scheme victims on many occasions, including the largest single group of investors defrauded by former boy band impresario Lou Pearlman in what was, at the time, the largest Ponzi scheme in the State of Florida, involving losses of over $300 million. In that case, the Firm was able to secure a significant return for those who had lost their life savings investing in Pearlman’s elaborate and illegal scheme.

The Firm has nearly a century of combined experience handling large and complex securities, fraud cases and has recovered tens of millions of dollars for investors over the years.

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