Current Investigations

Please Contact Us Today If You Were a Victim

Brent Seaman Case
SEC Charges Florida Resident with Operating $35 Million Ponzi Scheme that Targeted Church Members  READ MORE
William Wade Godfrey, Clearwater, Florida
Godfrey was terminated by Thrivent on December 22, 2021 as a result of his submitting variable annuity applications with materially inaccurate information. READ MORE
Eric Vance Kubiak, Buffalo, New York
Kubiak was permanently barred by FINRA from continuing to work as stock broker as a result on an investigation into his potential involvement with undisclosed and impermissible outside business activities, including those potentially related to crypto assets.
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Anthony Joseph Cantone, Cape Coral, Florida
Kubiak was permanently barred by FINRA from continuing to work as stock broker as a result on an investigation into his potential involvement with undisclosed and impermissible outside business activities, including those potentially related to crypto assets.
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John Petrone, Willowick, Ohio
Petrone was permanently barred by FINRA from continuing to work as a stockbroker.  his trading in an elderly customer’s accounts and potential misappropriation from that customer. Petrone had worked as a stockbroker with Farmers Financial Solutions for 13 years prior to being barred.
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