Securities Fraud

The firm provides legal advice to the public concerning most aspects of the financial services industry. The firm’s investment fraud lawyers have a comprehensive and unique understanding of the laws that apply to the securities industries. They provide experienced legal counsel to investors in disputes between…

Securities Regulation and Compliance

With a wide breadth of experience in securities matters, the Firm has represented Registered Investment Advisors in connection with transitioning from the broker/dealer paradigm as well as representing registered representatives in connection with employment relations and disputes with broker/dealers.

Investor Rights

Perhaps the biggest hurdle facing investors who have been victimized by members of the financial services industry is understanding that they have the right to recover in the first place. Many people who have lost money through improper investments feel embarrassed and partially if not totally at fault despite the fact that…

Commercial Litigation

Attorneys at the Firm are highly experienced with business counseling and litigation and have represented corporate clients at various stages of negotiation, and acquisition, as well as wrongful termination and other corporate matters.  The firm also represents commercial clients in all types of business and commercial litigation…

Probate Litigation

The Administration of the Estate is done by the Personal Representative of the decedent. This is a person who has been nominated by the decedent in the Will, if qualified, or another entity, such as a Bank or Trust Company. The Judge will determine if the Personal Representative is qualified and will then make the…